club_cafe: Managing investments - advice needed
| HelpRegister |
club_cafe: Managing investments - advice needed In a message dated 11/4/2007 7:03:33 P.M. Eastern Standard Time,
garbagecop@gmail.com writes:
> a) Is this legal ? Not necessarily so. There are some exclusions based on number of investors
and/or size of funds under management. However, these exclusions may be state
specific as well as NASD/SEC based.
Ira Smilovitz |
|
||||||